A former Edward Jones financial advisor has agreed to pay the firm $1.5 million to resolve allegations that he breached his employment agreement two years ago when he left the firm for Kingsview ...

A data breach at a third-party provider led to the theft of data on tens of thousands of UBS workers, according to Swiss newspaper Le Temps. A cyberattack on a third-party provider has resulted in the ...

The Federal Reserve 's decision to lift the $1.95 trillion asset cap on Wells Fargo should prove a positive development for the firm's wealth management business and financial advisors, though the ...

Advisors James Patrick and William deButts claim that non-solicit, non-serve and confidentiality clauses in their Focus contracts prevent them from connecting with their former clients until 2027.