Sebi, technical glitches
SEBI eases penalties for technical glitches, shifts focus to Market Infrastructure Institutions
The Securities and Exchange Board of India ( SEBI ) announced on Friday that financial penalties for technical glitches will now be imposed solely on Market Infrastructure Institutions (MIIs), such as stock exchanges,
SEBI eases automatic penalty norms for MD, CTOs for tech glitches
MIIs have been asked to disclose on their websites (and in their respective annual reports) the details of financial disincentive on account of technical glitches.
SEBI Eases Penalty Guidelines, Targeting MIIs Instead Of Individual Executives For Tech Failures
MIIs and their MDs and CTOs faced automatic financial penalties for technical glitches if certain criteria were not met.
Sebi Eases Penalties for Tech Glitches, Limits Liability to MIIs
Sebi has eased financial penalties for technical glitches in market infrastructure institutions (MIIs), limiting liability to the MIIs instead of their MDs or CTOs. The new framework aims to promote ease of doing business for MIIs.
Sebi relaxes financial disincentives norms for technical glitches, restricts it to Market Infrastructure Institutions
Securities and Exchange Board of India (Sebi) on Friday relaxed rules governing financial disincentives imposed by the regulator on Market Infrastructure Institutions (MIIs) and individuals for omissions and commissions leading to technical glitches.
Sebi, Dividend
‘Articulate allegations that constitute graft’: Lokpal to complainants against SEBI chief
Although the 11-page order has redacted the names of both the complainants and the subject of the complaint — the SEBI ...
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SEBI's RTI Response Raises Questions on Transparency
SEBI has denied providing details on Chairperson Madhabi Puri Buch’s recusals due to potential conflicts of interest, citing ...
RTI: SEBI refuses to disclose instances when Madhabi Buch recused on conflict of interest
The cases where SEBI chairperson Madhabi Puri Buch recused herself due to potential conflict of interest is not "readily" ...
SEBI permits mutual funds to buy and sell credit default swaps
Mumbai: The Securities and Exchange Board of India (SEBI) said on Friday that mutual funds can now both buy and sell Credit ...
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Sebi Enhances Flexibility for Mutual Funds in CDS Market
Sebi now allows mutual funds to both buy and sell Credit Default Swaps (CDS), enhancing liquidity in the corporate bond ...
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SEBI Tweaks Framework For Valuing Investment Portfolios Of AIFs
SEBI has announced a modified framework for valuing the investment portfolios of alternative investment funds (AIFs).
Sebi refuses to disclose instances when Madhabi Buch recused on conflict of interest cases in RTI reply
In the response furnished to transparency activist Commodore Lokesh Batra (retd), the regulator also refused to provide ...
Sebi bars Axis Capital from taking new debt merchant banking assignments
After an inspection by the regulator, it was found that Axis Capital had provided guarantees for the redemption of NCDs of ...