A leak has revealed the U.S. Securities and Exchange Commission (SEC) is softening its opposition to other crypto ETFs after ...

Another Democratic commissioner on the Securities and Exchange Commission is following Chair Gary Gensler out the door in ...

A U.S. appeals court on Friday ruled that Wall Street's self-regulator likely lacks the power to unilaterally expel ...

The U.S. Securities and Exchange Commission obtained $8.2 billion in financial remedies, the highest amount in its history, ...

Trump has yet to announce a nominee to replace Gensler, with Robinhood Markets' Chief Legal Officer Dan Gallagher bowing out ...

United Parcel Service Inc. will pay $45 million to settle charges that it improperly valued its freight division, the ...

Conflicts of interest should be considered when choosing an adviser to ensure the relationship is working for the client.

The chairs of the Security and Exchange Commission and Federal Communication Commission said they will step down from their ...

A conservative group argues that Congress gave the Federal Communications Commission too much discretion over an $8 billion ...

Find out how the asset management industry is regulated and how those regulations fit within the broader scope of financial ...

Tokens such as XRP and ADA jumped Friday on news that SEC chairman Gary Gensler planned to step down once Trump returns to ...

The Supreme Court announced Friday it will hear a case that could deliver another blow to federal agencies’ powers. The ...